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Solutions to Fulfill Your Compliance Needs

IAR Continuing Education Courses
If your state has adopted the North American Securities Administrators Association (NASAA) IAR CE Model Rule, we’ve got you covered. Kaplan is an approved Investment Adviser Representative Continuing Education (IAR CE) provider, offering a complete catalog of online IAR CE courses.
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Take Your Securities Knowledge to the Next Level

Designed to help you better serve your clients, Kaplan’s IAR CE courses will deepen your regulatory understanding while fulfilling your continuing education requirements. We offer courses to satisfy both the Products and Practices and Ethics and Professional Responsibility components at all difficulty levels. In addition, Kaplan IAR CE courses are compatible with other CE programs.

To maintain your IAR registration, you must obtain 12 credits each calendar year to meet the IAR CE requirements of any state in which you are registered. The rule is implemented state by state.

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IAR Continuing Education Requirements

Explore state-specific information for IAR CE

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IAR Continuing Education Courses Articles

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Industry Updates

NASAA Adopts Investment Adviser Representative Continuing Education Model Rule

by Kaplan Financial Education

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Career Advancement

Financial Advisor vs. Investment Adviser: What’s In a Name?

by Kaplan Financial Education

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Industry Updates

NAIC Adopts Best Interest Standard

by Kaplan Financial Education

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Getting Started in Your Career

RIA vs IAR | What is the Difference?

by Kaplan Financial Education

Terms and Conditions: 15% off applies to insurance licensing study packages, insurance continuing education total access libraries, securities licensing study packages, IAR continuing education total access library, and accounting CPE study packages only. To redeem online, enter code ADVANCE at checkout. This offer cannot be used in conjunction with other discounts or promotions, cannot be applied to previous purchases, extensions, or state fees, and is not redeemable for cash value. Offer begins May 1, 2026, and expires June 2, 2026, at 11:59 pm CT.