41335 KFE - BRD - Web Migration - Image Library - Teams - 20

Solutions to Fulfill Your Compliance Needs

IAR Continuing Education Courses

If your state has adopted the North American Securities Administrators Association (NASAA) IAR CE Model Rule, we’ve got you covered. Kaplan is an approved Investment Adviser Representative Continuing Education (IAR CE) provider, offering a complete catalog of online IAR CE courses.

Web Migration Image Library Business Professional

Take Your Securities Knowledge to the Next Level

Designed to help you better serve your clients, Kaplan’s IAR CE courses will deepen your regulatory understanding while fulfilling your continuing education requirements. We offer courses to satisfy both the Products and Practices and Ethics and Professional Responsibility components at all difficulty levels. In addition, Kaplan IAR CE courses are compatible with other CE programs.

To maintain your IAR registration, you must obtain 12 credits each calendar year to meet the IAR CE requirements of any state in which you are registered. The rule is implemented state by state.

Check State Status