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Securities Licensing and IAR CE

Master Your Securities Licensing and IAR Continuing Education

Choose the qualification exam or combination of exams you plan to pass, and we'll help you determine which study package is right for your learning style and schedule.

Shop Securities Exam Prep and IAR CE Programs

Choose the qualification exam or combination of exams you plan to pass, and we'll help you determine which study package is right for your learning style and schedule.

Shop Our Securities Licensing Exam Prep & IAR CE Best Sellers

Shop Our Individual Securities Study Tools

Gain a competitive edge with professional-grade resources designed to help you command the material and secure your credentials with confidence.

Learn How to Get Started and More

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Getting Started

Not Sure Where to Begin?

Most individuals beginning their securities career are required to pass the SIE exam. However, if you're not sure, we've explained the details.
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Partnership

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Kaplan partners with companies and universities to streamline your training process.

Securities Industry Updates Articles

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Industry Updates

General Update for Accredited Investor and Qualified Institutional Buyer

by Kaplan Financial Education

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Industry Updates

Clarification on the Use of the Terms “Advisor” and “Adviser” for Dual Registrants

by Kaplan Financial Education

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Industry Updates

Securities Industry Essentials (SIE) Exam Frequently Asked Questions for Universities

by Kaplan Financial Education

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Industry Updates

Latest NASAA Exam Updates

by Kaplan Financial Education