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Free Securities Licensing Webinars

Free Securities Licensing Informative Webinars

Don't lose your edge in the final stretch before your exam. Kaplan's expert-led webinars are designed to keep key topics top-of-mind, focusing on frequently tested content for the SIE, Series 6, 7, 65, and 66 to ensure you walk into your test with confidence.

OnDemand Securities Licensing Webinars

On Demand

Primary and Secondary Markets
This webinar, presented by Mark Esposito, introduces the Securities Act of 1933 and the Securities Exchange Act of 1934, and discusses basic terminology covering securities offerings in the primary market and the various trading markets.

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On Demand

Packaged Products
This webinar, presented by Marie Sychowski, analyzes the similarities and differences of closed-end and open-end funds, and discusses the various classes of open-end funds and the services many funds offer.

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On Demand

Corporate Capitalization: Equity Securities
This webinar, presented by Brad Charles, discusses the types of equity securities, including common stock, preferred stock, and ADRs.

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Corporate Capitalization: Debt Securities
This webinar, presented by Brad Charles, reviews the various types of debt securities (bonds) including corporate debt, municipal debt, and U.S. Government debt.

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Options – Basics
This webinar, presented by Gigs Taylor-Stephenson, reviews single option strategies and how to determine the market attitude, calculate the intrinsic value break-even, maximum gain, and maximum loss.

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On Demand

Options – Hedging
This webinar, presented by Gigs Taylor-Stephenson, discusses the use of options to hedge long and short stock positions, as well as a review of the income strategies when using short options.

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