Series 63 Exam Details
The NASAA Series 63, Uniform Securities State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.
Prerequisites
None
Exam Format
60 multiple-choice questions
Exam Duration
1 hour, 15 minutes
Outline of Topics Covered
- State Securities Acts and related rules and regulations
- Ethical practices and fiduciary obligations
Best Practices Guide
Kaplan has prepared a Best Practices Guide to help you pass the first time! This guide includes recommended study hours, how to use your study materials effectively, and test-taking tips. Access the guide and other free materials here.
Additional Details
For more exam details, including fees and passing score, please visit FINRA.
Attention Colorado Students
Kaplan Financial Education is approved and regulated by the Colorado Department of Higher Education, Private Occupational School Board (DPOS). View the Colorado College Bulletin.
Begin Preparing for the Series 63 Exam
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Live and Online Options
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Self-Study Option
The Essential Self-Study Package gives you the flexibility of studying on your schedule. Planning your exam preparation is made simple with our customizable Study Plan that schedules daily tasks based on your study time frame and exam date.
Basic Package
Self-Study Option
The Basic Self-Study Package provides a strong foundation for the self-directed individual who has a proven record of success when studying without the guidance of an instructor. Plan your exam preparation with a customizable Study Plan based on your schedule and exam date.